# Full Text: Sortition Upstream of NTQR: How Panel Formation and Size Shape Ground-Truth-Free Evaluation

> Extracted from `Friedman_2026_Sortition_73289489.pdf`

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Sortition Upstream of NTQR
How Panel Formation and Size Shape Ground-Truth-Free Evaluation
Daniel Ari Friedman
Active Inference Institute
danielarifriedman@gmail.com
ORCID: 0000-0001-6232-9096
DOI: 10.5281/zenodo.21083779
2026-06-25

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Contents
1
Abstract
2
2
Introduction: panel formation before blind evaluation
3
2.1
Blind evaluation begins before the estimator . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3
2.2
Application review as the empirical stress test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3
2.3
Sortition from civic lotteries to evaluator sampling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4
2.4
Falsifiable claims and negative controls . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4
3
Methods: instrument, assumptions, and companion track
6
3.1
Synthetic deterministic track: seeded panels, blind estimates, oracle scoring . . . . . . . . . . . . . . . . . .
6
3.1.1
Pipeline: panel formation precedes no-answer-key estimation
. . . . . . . . . . . . . . . . . . . . . .
6
3.1.2
Panel-formation strategies: four upstream rules . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7
3.1.3
NTQR evaluation: trio EIE, oracle scoring, and majority voting
. . . . . . . . . . . . . . . . . . . .
7
3.1.4
Companion diagnostics: alarm cost, ternary feasibility, and maximin fairness
. . . . . . . . . . . . .
7
3.1.5
Notation: cells, trios, and inferential units . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8
3.1.6
Assumption ledger: how each claim can fail . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
9
3.1.7
Sweep profiles: profiles, seeds, and aggregation units . . . . . . . . . . . . . . . . . . . . . . . . . . .
10
3.1.8
Controlled-correlation sweep: injected dependence as a diagnostic . . . . . . . . . . . . . . . . . . . .
10
3.1.9
Composition-coupled confound: when group membership carries shared error . . . . . . . . . . . . .
10
3.1.10 Herfindahl exposure: concentration predicts shared-error risk . . . . . . . . . . . . . . . . . . . . . .
10
3.1.11 Statistical power: separating rankings from resolved contrasts . . . . . . . . . . . . . . . . . . . . . .
11
3.2
Real-Ollama reviewer-panel track: single-model live companion . . . . . . . . . . . . . . . . . . . . . . . . .
11
3.2.1
Postdoctoral corpus: protected-attribute stress test . . . . . . . . . . . . . . . . . . . . . . . . . . . .
11
3.2.2
Reviewer profiles: expertise and age-bias prompts . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
12
3.2.3
Postdoc aggregation: analytical-vs-Gemma alignment
. . . . . . . . . . . . . . . . . . . . . . . . . .
12
4
Results: what resolved and what stayed bounded
13
4.1
Synthetic deterministic results: controlled spine for H1-H4 . . . . . . . . . . . . . . . . . . . . . . . . . . . .
13
4.1.1
Formation strategy sets the recovery floor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
13
4.1.2
Sortition only separates when the confound rides on the balanced axis . . . . . . . . . . . . . . . . .
13
4.1.3
NTQR beats majority voting only in selected regimes
. . . . . . . . . . . . . . . . . . . . . . . . . .
14
4.1.4
Larger panels are a neutral sampling knob here . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
14
4.1.5
Global injected correlation is measurable but recovery-limited . . . . . . . . . . . . . . . . . . . . . .
14
4.1.6
Composition-coupled correlation exposes the sortition mechanism . . . . . . . . . . . . . . . . . . . .
19
4.1.7
Power budgets distinguish ranking from resolved contrasts . . . . . . . . . . . . . . . . . . . . . . . .
20
4.1.8
Companion diagnostics bound cost, correlation, fairness, and consistency
. . . . . . . . . . . . . . .
23
4.2
Real-Ollama postdoctoral panel results: live H5 companion
. . . . . . . . . . . . . . . . . . . . . . . . . . .
27
4.2.1
Gemma ranking asks the same sampling question under prompt labels . . . . . . . . . . . . . . . . .
27
4.2.2
Same-bias panels expose age-conditioned recommendations
. . . . . . . . . . . . . . . . . . . . . . .
27
4.2.3
Analytical and Gemma cells stay juxtaposed, not pooled . . . . . . . . . . . . . . . . . . . . . . . . .
27
4.2.4
Synthetic strategy ranking does not transfer to the live track . . . . . . . . . . . . . . . . . . . . . .
29
5
Discussion: claim boundaries and implications
31
5.1
Hypothesis verdicts before interpretation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
31
5.2
Practical lesson: selection rule before panel size . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
31
5.3
Formation strategy is the measured lever . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
32
5.4
Design-limited nulls remain results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
32
5.5
Independence explains why strategy ordering changes
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
32
5.6
Error independence must be measured before interpretation . . . . . . . . . . . . . . . . . . . . . . . . . . .
33
5.7
Scholarship frames the stress test, not the evidence level . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
33
5.8
Limitations: synthetic scope, single-model live evidence, historical analogy . . . . . . . . . . . . . . . . . . .
34
5.9
Synthetic and live tracks operate at different inference levels . . . . . . . . . . . . . . . . . . . . . . . . . . .
34
5.10 Data, code, and generated-artifact availability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
34
5.11 Ethics, protected attributes, and competing interests . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
34
6
References
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1
Abstract
How should you choose the judges, jurors, or reviewers who form a panel — and does that upstream choice change how well
you can evaluate them without an answer key? A panel can be selected many ways — by competence, by a representative
lottery (sortition), by ideological bloc, or at random — and, separately, its noisy judgments can be evaluated blind: given
the agreement/disagreement pattern among three binary judges, the ntqr package’s error-independent (EIE) evaluator
returns logically consistent estimates of item prevalence and per-judge accuracy with no labels at all. But that evaluator
takes the panel as given. We join the two questions and ask whether the rule that forms the panel changes the oracle-
referenced error of the no-answer-key evaluation — how far the blind estimate lands from the answer-key result, lower
being better.
On a fully deterministic instrument (96 seeds, 96 experts, 300 items), the dominant lever is which rule forms the panel, not
its size: competence-first selection recovers best (0.037), while representative, single-bloc, and random selection collapse
together — by construction, because with independent judge errors composition cannot move an estimator that only sees
agreement.
Supplying the missing channel — same-group judges sharing a latent, marginal-accuracy-preserving error
confound — makes the strategies fan out monotonically as within-bloc coupling rises: representative sortition stays flat
while single-bloc selection degrades, the gap widening from 0.000 to 0.112.
Within this instrument the relationship is
closed-form: recovery error tracks the panel’s Herfindahl concentration index over the axis a shared error rides on —
minimized exactly by a balanced (representative) draw, maximized by a single bloc — and a continuous representativeness
dial confirms error rises monotonically with it.
The protection is conditional: re-keying the confound to an axis the lottery does not balance erases the protection
(0.147→0.229). The lesson for selecting and evaluating panels is thus a falsifiable, simulation-bounded prediction, not a
preference for any one rule — representativeness protects blind recovery precisely when the panel balances the attribute a
shared error rides on. Evidence is synthetic and oracle-scored; in a single small live model (gemma3:4b) the synthetically-
best competence-first rule was the worst, illustrating that a selection rule validated on parameterized judges need not carry
over to prompted ones — a hypothesis to test, not an established caution. All methods and documentation are openly
available at the public repository docxology/ntqr_allotment.
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2
Introduction: panel formation before blind evaluation
2.1
Blind evaluation begins before the estimator
Evaluating decision-makers without an answer key is a recurring problem: in crowdsourcing, in ensembles of classifiers, in
deliberative bodies, and in any setting where the truth is expensive, contested, or unavailable at evaluation time — the
problem Dawid and Skene first formalized for observer error-rate estimation without ground truth Dawid and Skene (1979).
Later learning-from-crowds work made the same inferential problem operational for noisy human labels and missing gold
standards Raykar et al. (2010), and budget-optimal crowdsourcing work shows why worker reliability, redundancy, and task
assignment cannot be separated when answers are inferred from noisy repeated judgments rather than gold labels Karger et
al. (2014). A parallel line estimates classifier accuracy without any labels by exploiting the structure of agreements among
multiple predictors — logic- and constraint-based [Platanios et al., 2014] and spectral [Parisi et al., 2014] — and, like the
exact NTQR solver, these methods lean on an error-independence (or low-rank residual-dependence) assumption whose
violation is exactly the failure mode we make tunable here. The ntqr package (v0.8) frames the problem as algebraic logic
for unsupervised evaluation from unlabeled decision data Corrada-Emmanuel (2026). Our generative model for violating
that assumption — same-group judges sharing a latent shock through a Gaussian copula on a probit-thresholded competence
variable — is the standard construction for correlated binary outcomes [Emrich and Piedmonte, 1991, Nelsen, 2006], which
lets us preserve each judge’s marginal accuracy exactly while dialing cross-judge error correlation. Given the joint pattern
of agreements and disagreements among three binary judges, its error-independent (EIE) evaluator returns the possible
logically consistent combinations of item prevalence and per-judge accuracy that could have produced those votes — with
no labels at all.
The ntqr evaluator, however, takes the panel as a fixed input. Its claims are about which evaluations are logically consistent
for a given set of judges. The judges themselves arrive from somewhere: a hiring process, a volunteer pool, a citizens’
assembly lottery, a top-k leaderboard. That upstream step — panel formation — is the part this project studies. Our
central question is deliberately one level above NTQR:
Across matched synthetic population and corpus settings, how do the strategy that forms the panel and the size
of the panel change the oracle-referenced error of no-answer-key NTQR-style evaluations?
Two scope notes frame everything below. First, oracle-referenced recovery error is the distance between the blind, no-
answer-key estimate and the estimate you would have obtained with the answer key — lower is better. Second, NTQR’s
exact error-independent evaluator solves for exactly three binary judges, so a panel of any larger size is evaluated as an
ensemble of its constituent trios; “panel size,” throughout, means how many such trios the panel contributes, not a larger
joint solve.
2.2
Application review as the empirical stress test
Application review is the manuscript’s concrete empirical stress test because it combines expert judgment, scarce labels,
panel formation, and plausible nuisance bias in one setting. Studies of academic and grant peer review emphasize that
expert panels are not transparent measurement devices: judgment is field-situated Lamont (2009), replication of review
decisions can be fragile Peters and Ceci (1982), reviewer agreement can be low even on the same proposals Cole et al. (1981);
Pier et al. (2018), and statistical analysis of NIH review scores shows that panel-scoring uncertainty can materially change
which proposals would be funded Johnson (2008). Productivity follow-up work adds a separate caution: NIH peer-review
percentile scores can be weak predictors of grant productivity Fang et al. (2016), and peer-review bias is a documented design
concern rather than an exotic failure mode Lee et al. (2013); Tomkins et al. (2017); Helmer et al. (2017). The postdoctoral
fellowship version is also historically apt: Wennerås and Wold’s analysis of postdoctoral fellowship review found nepotism
and sexism in peer review Wennerås and Wold (1997), while broader funding studies report racial disparities in award
outcomes Ginther et al. (2011).
Those literatures motivate the mechanism we stress-test, not the conclusion.
This project uses fictitious postdoctoral
applications and synthetic age metadata so the hidden quality label is generated independently of age. Age is included as
a protected-attribute nuisance axis because age bias and age-discrimination effects are documented in employment-relevant
settings North and Fiske (2013); Neumark et al. (2019). The manuscript therefore asks a controlled design question, not a
policy question: if reviewer expertise and irrelevant age bias are known in the generator or prompt profile, which sampling
rule best limits oracle-referenced NTQR error and age-conditioned recommendations?
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2.3
Sortition from civic lotteries to evaluator sampling
Sortition — selection by lottery, often with quotas that make the drawn body mirror the population — is the canonical fair,
non-comparative panel-formation rule Stone (2011). Modern implementations use auditable maximin algorithms Flanigan et
al. (2021) that maximize the minimum selection probability subject to representativeness constraints. Sortition is attractive
precisely because it does not select on competence; it selects on representativeness. That makes it a sharp test case for
NTQR: a representative panel is heterogeneous and, by design, not curated for accuracy. Does representativeness help or
hurt an estimator that depends on the statistical independence of judges’ errors?
That procedural tension has a long pre-1800 lineage. Aristotle’s political theory treats lot and election as constitutional
signals — lot as democratic, election as oligarchic — while the Athenian institutional account describes juries and oﬀices
allocated by lot Aristotle (Politics); Aristotle (Athenian Constitution). Medieval and early-modern writers kept the same
problem visible under different vocabularies: Aquinas (Summa Theologiae II-II q.95 a.8) distinguished practical uses of
lots from divinatory misuse, and Contarini (1599) described Venetian mixed selection machinery as an anti-factional civic
design. Enlightenment writers then made the lot-versus-choice contrast explicit again: Montesquieu (1748) and Rousseau
(1762) both distinguish election by lot from election by choice. We cite these sources as procedural history, not as direct
empirical precedent: this manuscript does not claim that Athenian juries, Venetian oﬀices, or scholastic accounts of chance
anticipate NTQR. They do show that the upstream choice between lot, choice, status, and asserted competence is an old
institutional design problem.
Randomness is already a serious proposal in adjacent research-funding design, but usually at a different point in the pipeline:
collective-allocation and modified-lottery proposals address how funds might be allocated after review or thresholding Bollen
et al. (2014); Fang and Casadevall (2016). Lottery arguments also arise from the maverick-science problem: if high-variance
projects are hard to rank reliably, randomized allocation can be an epistemic risk-control device rather than only an
administrative convenience Avin (2019).
This manuscript moves the lottery upstream.
It asks how reviewer sampling
changes an unlabeled evaluator before any funding decision is made.
The tension is not artificial. Classical jury-theorem results make group accuracy depend on competence, independence,
and aggregation rule Grofman et al. (1983), while diversity results show that heterogeneous problem-solving groups can
outperform ability-selected groups under specific search conditions Hong and Page (2004). Deliberative public-consultation
work likewise treats representative participation as a normative and epistemic design choice, not just a sampling convenience
Fishkin (2009). The formal voting-theory lineage is also historical rather than merely modern: Borda (1781) proposed a
scored ballot for elections, and Condorcet (1785) analyzed the probability of correct plurality decisions. Those works mostly
take the voters or jurors as given. The present instrument asks the upstream question they leave exogenous: how does the
rule that forms the evaluator panel change the blind recovery problem before aggregation begins? This manuscript does
not assume which rationale wins under NTQR; it measures the trade-off in a controlled binary-evaluation instrument.
We compare four panel-formation strategies against each other and against the supervised oracle: auditable representative
sortition, uniform random selection (the honest baseline), single-bloc ideological selection (a deliberately correlated, non-
representative comparator), and competence-first expertise thresholding. The oracle and the strong baselines are first-class
comparators, not strawmen — the point of the instrument is to measure, including measuring our own preferred narrative
against an honest null.
2.4
Falsifiable claims and negative controls
We state the study as five falsifiable hypotheses (H1–H5) and let the regenerated artifacts adjudicate each. The synthetic
deterministic track tests H1–H4 against a known oracle; the live single-model companion tests H5. Methods (Table tbl. 2)
states the load-bearing assumption and the negative-control check behind each, and the Discussion returns an explicit
verdict hypothesis by hypothesis.
1. H1 — Formation strategy is the dominant lever. Different panel-formation rules yield materially different
oracle-referenced EIE recovery error, even at a fixed population and panel size. Tested by the weighted-mean strategy
ranking with a bootstrap separation gate and a power budget (fig. 2).
2. H2 — Concentrating correlated bias degrades recovery. Single-bloc selection, which seats judges whose errors
are correlated, recovers with higher EIE error than a representative draw, because the error-independence assumption
NTQR rests on is most stressed by a correlated panel. Tested by the representative-minus-single-bloc contrast across
the full regime grid against analytical sign predictions (fig. 3), and resolved by the composition-coupled error confound
that fans the strategies apart as within-bloc coupling rises (fig. 9).
3. H3 — Size is a sampling knob, not guaranteed improvement. Forming a larger ensemble gives more trios
to average over, but whether that helps or hurts recovery — and whether any effect comes from the larger ensemble
violating the solver’s error-independence assumption more — is an empirical question; the power question is how
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many observations at the analyzed grain would be needed to resolve a contrast of the observed magnitude. Tested
by the per-strategy size sweep, a paired regime-controlled size contrast, a per-trio conditioning diagnostic, and the
power/MDE budgets (fig. 6, fig. 12, fig. 7).
4. H4 — Error-correlation is measurable, and recovery degrades with it. A controlled correlation injection
produces a realized error-correlation that NTQR itself reports, and oracle-referenced recovery error should rise as
that realized correlation grows. Tested by the tolerance sweep, reporting the realized-correlation trend and an OLS
recovery-vs-correlation slope with a bootstrap interval (fig. 8); the recovery slope, unresolved by the global-injection
sweep, is resolved positive once the correlation is composition-coupled and marginal-preserving (fig. 9).
5. H5 — The synthetic ranking transfers to a live single-model panel. The strategy ordering measured against
the synthetic oracle reproduces when one local gemma3:4b model is prompted as different reviewers. Tested by a
matched-grain cross-track ranking comparison and cell-level directional alignment (fig. 20, fig. 19).
These hypotheses are written to be refutable, and the data refute several: H3 and H5 are rejected; H2 and H4 are unresolved
on the baseline grid and resolve only once correlation is coupled to panel composition; and H1’s ranking collapses to
competence-first versus a bunched remainder. The instrument, its resolved cells, its explicit design-limited cells, and the
axis-conditional negative control that keeps the sortition result honest — not a manufactured sortition win — are the
contribution.
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3
Methods: instrument, assumptions, and companion track
3.1
Synthetic deterministic track: seeded panels, blind estimates, oracle scoring
The first methodological track is a seeded synthetic instrument. It generates known populations and corpora, hides the
answer key from the ntqr estimator, and then scores the returned logically consistent evaluations against the supervised
oracle that is available only because the data are synthetic.
3.1.1
Pipeline: panel formation precedes no-answer-key estimation
The instrument runs strictly upstream-to-downstream and is deterministic end to end (every stochastic step is seeded with
numpy.random.default_rng; figures use MPLBACKEND=Agg). One trial is:
1. Generate a synthetic expert population of known properties.
2. Form a panel from that population with one of four strategies.
3. Judge a corpus of items whose ground-truth labels are known to us but hidden from the estimator.
4. Evaluate the panel with the ntqr package without the answer key.
5. Score the unsupervised estimate against the supervised oracle computed from the known labels.
fig. 1 shows this upstream-to-downstream flow at a glance.
Figure 1: Left-to-right pipeline of the deterministic synthetic instrument (steps 1–5 in text; count tokens annotated from
96, 300, 8 so the figure cannot drift from the reported configuration): a known population is sampled →a panel is formed
by one of four strategies →the panel judges a key-hidden corpus →the EIE evaluator runs blind over trios →only scoring
reads the labels. The bracket marks the unsupervised region; the manipulated variable is the upstream formation rule.
Explanatory schematic only; quantitative results are in the Results section.
The key methodological move is step 5: because the ground truth is synthetic and therefore known, the unlabeled ntqr
evaluation and the supervised oracle can be compared on equal footing. Recovery error is the L1-style distance between the
two evaluations — the absolute prevalence error plus the mean absolute per-judge accuracy error. Throughout, “ground-
truth-free” is project shorthand for this no-answer-key estimator path, not an expansion or alternative name for ntqr.
Synthetic expert population.
Each expert is a noisy binary judge with label-conditional accuracies accuracy_a =
P(vote a | true a) and accuracy_b = P(vote b | true b), derived from a continuous expertise (mean precision)
and a signed bias that skews errors toward one label. The population sampler draws expertise from a normal centered
at mean_expertise with standard deviation expertise_heterogeneity, and draws bias with a sign correlated with
each expert’s ideology (left →negative, right →positive). Because this only shifts each judge’s marginal accuracy
by ideology — every judge still errs from an independent stream — it does not by itself make single-bloc panels more
error-correlated than a representative draw; supplying that missing cross-judge error-correlation channel is the job of the
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composition-coupled confound introduced below. Each population in the sweep has 96 experts; each corpus has 300 items
sampled at the configured prevalence.
3.1.2
Panel-formation strategies: four upstream rules
All four strategies are deterministic given their seed.
• representative_sortition — an auditable maximin lottery implemented on the open-source allotment engine
(Citizen-Infra (2024), the AGPL-3.0 sortition library this project imports and uses directly), which realizes the fair
stratified-selection algorithm of Flanigan et al. (2021).
Ideology quotas are set by largest-remainder (Hamilton)
apportionment so the panel mirrors the population’s ideology composition as closely as integer seats allow; the draw
carries the engine’s SHA-256 audit hash for reproducibility.
• random_selection — a uniform draw without replacement. This is the simplest honest baseline and is treated as
a first-class comparator throughout.
• ideological_selection — fill the panel from a single ideology bloc first, spilling over only if the bloc is too small.
This deliberately concentrates correlated biases and is the non-representative comparator.
• expertise_threshold — select the top-k experts by expertise. This is the competence-first comparator and ignores
representativeness entirely.
3.1.3
NTQR evaluation: trio EIE, oracle scoring, and majority voting
The ntqr package’s exact error-independent evaluator is trio-only: it solves the error-independent algebraic system for
exactly three binary judges, returning logically consistent (prevalence, per-judge accuracy) evaluations. The system admits
up to two real solutions; complex or non-finite roots are dropped honestly rather than coerced. To resolve the two-fold
ambiguity in the synthetic track we select the consistent solution closest to the oracle — this is the most charitable
reading of the unlabeled estimate, so any residual error is a real failure to match the supervised oracle, not a sign ambiguity.
We compute two ntqr evaluations per trio: the error-independent evaluation (EIE, our headline) and the majority-voting
evaluation (a comparator that partitions solutions into crowd-right and crowd-wrong). The supervised oracle is read
directly from the label-conditioned vote counts; it is always real and finite, and a degenerate oracle is treated as a contract
violation that fails loudly.
Ensemble-of-trios for panels larger than three. Because the exact solver is trio-only, a panel of size greater than
three is evaluated by ensemble-of-trios. We scan trios (combinations of panel members) in deterministic order, collecting
up to 8 usable trios — a trio is skipped if its vote pattern admits no real error-independent solution — and average their
oracle-referenced errors. A single bad expert therefore does not starve the ensemble. If every trio in a panel is degenerate,
the trial records an honest NaN (zero usable trios) so a sweep surfaces “no recovery possible here” rather than crashing or
inventing a number. A panel of exactly three reduces to a single trio, so the ensemble result coincides with the single-trio
result there.
Historically, Borda- and Condorcet-style work asks how votes should be aggregated once a voting body exists; here, the
formation rule is part of the experimental treatment. The Methods therefore keep two objects separate throughout: the
upstream panel draw and the downstream no-answer-key estimator.
3.1.4
Companion diagnostics: alarm cost, ternary feasibility, and maximin fairness
Three companion tracks measure structural properties of the instrument rather than oracle-referenced recovery error.
Alarm scaling is a small-𝑄constraint. The ntqr package also ships an alarm: it tests whether all judges can be
simultaneously consistent with some answer key at a stated safety specification, a constraint system that gains more panel-
size-indexed checks as judges are added. Unlike the trio evaluator, this project’s alarm path enumerates the answer-key
simplex, and our local benchmark shows roughly cubic scaling in the corpus size 𝑄. A shipped benchmark (scripts/
bench_alarm.py) reproduces this scaling on demand; indicative single-machine timings rise from about 0.7 s at 𝑄= 20 to
8.9 s at 𝑄= 50 to 97.9 s at 𝑄= 100 (the exact constants vary with machine load — the cubic scaling, not the constants,
is the robust local finding). This 𝑂(𝑄3) cost is a scaling limit on the statistical-power / alarm track as implemented here,
so we report it as a finding and cap any alarm use at 𝑄≤30 (opt-in only); larger corpora must raise the cap deliberately.
The ternary 𝑅= 3 axiom-consistency track (consistency only). A companion track (src/ntqr_allotment/ter
nary.py) extends the axiomatic surface from binary (𝑅= 2) to ternary (𝑅= 3) responses, but only at the level of
axiom-consistency and feasibility — never 𝑅= 3 recovery. It checks whether an observed three-way vote profile is
consistent with the NTQR algebraic axioms (the response counts sum correctly and lie in the feasible simplex), not whether
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the unsupervised (prevalence, accuracy) state can be solved. Exact 𝑅= 3 recovery is unsolved upstream and is explicitly
out of scope / anti-vision for this work: we make no claim to recover ternary evaluations. The track exists so the
consistency/feasibility axioms can be exercised and tested at 𝑅= 3 without overstating what NTQR can do there.
N-judge alarm power is consistency-only. A second companion track (src/ntqr_allotment/ensemble.py) generalizes
the single-trio consistency check to an N-judge observed-vote-count alarm and measures how the consistency signal scales
with panel size (alarm_power_curve). In the current small-𝑄diagnostic, the tight safety setting is already saturated across
the plotted panel sizes, so the figure demonstrates that the N-judge alarm is executable and panel-size-indexed rather than
establishing a monotone growth law. The underlying answer-key enumeration is the same 𝑂(𝑄3) cost described above, so
the N-judge track is exercised only at small 𝑄. It is a panel-size-indexed consistency signal, not a recovery method.
Maximin fairness is a selection metric. The representative-sortition strategy is an auditable maximin lottery, and
a fairness track (src/ntqr_allotment/fairness.py) characterizes the allotment’s selection-probability distribution
over the population — the probability each expert is seated across the lottery. The maximin objective is the minimum
selection probability: a fairer lottery raises the floor on who can be seated. This track measures the representation
properties of the draw itself and is independent of the downstream NTQR recovery numbers.
3.1.5
Notation: cells, trios, and inferential units
The manuscript keeps each statistic tied to the unit that generated it; this is the guardrail that prevents synthetic, power,
and live empirical claims from borrowing strength from one another.
Table tbl. 1 is the compact ledger for symbols,
estimators, inferential units, and artifact ownership.
Table 1: Notation and inferential units for the manuscript’s reported statistics.
Symbol
Surface / estimator
Unit
Aggregation and
uncertainty
Source artifact
𝐸, 𝑄, 𝜋
Experts, items, and
label prevalence
hidden from NTQR
one seeded
population/corpus
profile metadata,
config hash, seed list
output/data/sweep_
results.json
𝑉𝑖𝑗
Binary vote matrix by
panel member 𝑖and
item 𝑗
one panel trial
supervised oracle
retained only for
scoring
src/ntqr_allotment
/pipeline.py
̂𝜃EIE
NTQR
error-independent
evaluation
one usable trio
oracle-referenced
recovery error
src/ntqr_allotment
/ntqr_eval.py
̄𝑒trio
Ensemble aggregation
over usable trios
up to 8 trios per panel
NaN/sentinel if every
trio is degenerate
output/data/sweep_
aggregated.csv
̄𝑒𝑠
Strategy ranking by
weighted mean EIE
error
strategy over active
profile cells
pooled 95% CI, seed
count, profile/hash
output/data/sweep_
aggregated.csv
Δideo−rep
Ideological-minus-
representative
contrast
active-profile regime
cells
observed-vs-predicted
alignment, descriptive
intervals
output/data/analyt
ical_predictions.j
son
𝜌NTQR
Realized pairwise
error correlation
non-degenerate (𝜌,
strategy) cell
OLS slope with
bootstrap CI over
unique cells
output/data/indepe
ndence_sweep.csv
𝑑, 𝑛, MDE
Two-sample power
design quantities
per-strategy EIE
observations at fixed
panel size
Cohen’s 𝑑,
permutation 𝑝, Holm
correction, MDE,
per-group observation
budget
output/data/power_
analysis.csv
Δage
Live
postdoctoral-review
age-disparity stress
test
strategy x panel-size
under one Gemma
model
older-minus-younger
recommendation-rate
difference, descriptive
intervals
output/data/postdo
c_panel_results.js
on
8

## Page 10

Symbol
Surface / estimator
Unit
Aggregation and
uncertainty
Source artifact
𝐴align
Analytical-vs-Gemma
postdoc alignment
strategy x panel-size
cells
directional sign
agreement and
unresolved-cell count
output/data/postdo
c_panel_alignment.
json
3.1.6
Assumption ledger: how each claim can fail
The analysis is organized as falsifiable claims rather than a single success story. Table tbl. 2 states what would count against
each claim and which artifact carries the check. The rows map onto the Introduction’s hypotheses: the representative-vs-
ideological, panel-size, tolerance-sweep, and real-Ollama rows are the negative-control checks for H2, H3, H4, and H5
respectively; the NTQR-EIE-recovery row guards the estimator the whole study depends on (and so underpins H1, the
strategy ranking tested directly in Results); and the null-and-significance row fixes the design-limited-vs-resolved interpre-
tation discipline applied throughout.
Table 2: Assumption and falsification ledger for the manuscript’s main claim families.
Claim family
Load-bearing assumption
Negative-control or
falsification check
Current interpretation
NTQR EIE recovery
The three-judge
error-independent algebra is
the right estimator for a
usable trio.
Complex/non-finite roots
and every-degenerate panels
are retained as failures, not
coerced into numbers.
Residual recovery error is
scored only after a real
logically consistent solution
exists.
Representative-vs-
ideological contrast
Bias concentration should
affect oracle-referenced EIE
error through error
dependence.
Cellwise ideological-minus-
representative heatmap plus
analytical directional checks
can disagree with the
predicted sign.
Design-limited on the
baseline grid (independent
errors); resolved once the
composition-coupled
confound supplies the error
channel (fig. 9), not a
universal sortition win.
Panel size
Enlarging the panel
averages more trios;
whether that helps or hurts,
and by what mechanism, is
measured rather than
assumed.
Paired per-strategy size
contrast can show error
rising with panel size; the
per-trio diagnostic locates
the cause.
The active profile falsifies a
uniform “larger is better”
rule and refutes the
error-correlation
explanation for it.
Tolerance sweep
Injected 𝜌should be visible
in NTQR-measured realized
error correlation.
The measured 𝜌NTQR must
rise with injected 𝜌before
any recovery-slope story is
considered.
The diagnostic works; the
recovery slope is unresolved
under global injection but
resolves positive under the
marginal-preserving
composition-coupled
instrument (fig. 9).
Real-Ollama postdoc
companion
The same sampling
mechanism should shape
age-bias expression and
ranking under one
prompted local LLM.
Gemma-only reviewer-panel
rows can disagree with the
analytical sign or remain
unresolved by cell.
Reported as n-limited
empirical companion
evidence, not human-review
validation.
Null and significance
language
A non-significant contrast is
not evidence of no effect
unless the design could
detect the relevant effect
size.
Permutation p-values, Holm
correction, MDE, and
sample-size budgets are all
reported together.
Nulls are split into resolved,
underpowered, and
well-powered design
statements.
9

## Page 11

3.1.7
Sweep profiles: profiles, seeds, and aggregation units
The synthetic track is a deterministic grid sweep over the four strategies, panel sizes, expert stringency, bias spread, and the
population/corpus parameters in manuscript/config.yaml. That file now defines named profiles: the reported sweep uses m
anuscript_contrast (config hash fda4da941cf0), while smoke, manuscript_main, tolerance, power, panel_ladder, and
research_broad keep CI, legacy manuscript, assumption-tolerance, design-budget, finer panel-size, and broader sensitivity
settings explicit. live_postdoc_panel separately stores the required-live Gemma model settings, reviewer/application
counts, decode controls, and vote-cache path. Each reported grid cell is repeated over 96 seeds; per cell we report the mean
EIE error, its sample standard deviation, and a 95% confidence interval. Degenerate cells (no usable trio) are excluded
from aggregation via the same sentinel the emitter respects. A single seed is treated as an illustration, never a finding
— all reported effects are seed-aggregated with confidence intervals. The aggregated table (output/data/sweep_aggreg
ated.csv) and per-seed JSON (output/data/sweep_results.json) carry the profile name, config hash, seed list, and
degenerate-row count; manuscript numbers are emitted from those artifacts by src/ntqr_allotment/manuscript_varia
bles.py, so no result is hand-transcribed.
3.1.8
Controlled-correlation sweep: injected dependence as a diagnostic
The error-independence assumption is probed directly. dependence.py’s sample_votes_correlated(experts, items, *,
rho, seed) injects a controllable shared-error latent of strength 𝜌, and measure_error_correlations reports the realized
pairwise and three-way correlation NTQR itself computes from the votes — so the knob (𝜌) and the measured quantity are
independent. independence_sweep.py sweeps 𝜌× strategy at the trio over multiple seeds and aggregates recovery error
against realized correlation (output/data/independence_sweep.csv), yielding the error-correlation tolerance curve
reported in Results. This correlation sweep uses its own smaller grid — 24 experts and 120 items, four injected 𝜌levels by
two strategies over up to six seeds per cell (eight non-degenerate (𝜌, strategy) cells) — deliberately fixing the panel at the
trio (the exact solver’s unit) so panel size cannot confound a trio-level correlation study.
3.1.9
Composition-coupled confound: when group membership carries shared error
The tolerance sweep above injects correlation globally, identically for every panel, so it cannot test whether how the panel
is formed changes the correlation the estimator sees. bloc_confound.py supplies that missing channel. sample_votes_bl
oc_correlated(panel_experts, items, *, bloc_correlation, seed, axis) drives each judge’s correctness through
a Gaussian copula whose shared component is keyed on a grouping attribute: 𝑧𝑗= √𝜌𝑔group(𝑗) + √1 −𝜌𝜀𝑗, correct iff
𝑧𝑗< Φ−1(acc𝑗). Judges in the same group share the standard-normal stream 𝑔(keyed by a stable hash of the group value,
so it is identical across panels and worker processes); judges in different groups stay independent. Because 𝑧𝑗is marginally
standard normal, 𝑃(𝑧𝑗< Φ−1(acc)) = acc exactly per label: the construction is marginal-accuracy preserving, so
any recovery change is attributable to error correlation rather than a confounded accuracy shift, and 𝜌= 0 recovers the
independent baseline. The inverse-normal Φ−1 uses a dependency-free Acklam rational approximation. run_bloc_phase
sweeps strategy × 𝜌× bias-spread × stringency × panel-size × seed (scripts/run_bloc_phase.py, output/data/bloc
_phase.csv). The default axis="ideology" keys the confound on the axis representative sortition balances; a negative-
control grid keys it on axis="expertise_tier", an axis the lottery does not balance, to test whether the representative
robustness is innate or conditional. Recovery is scored against the same supervised oracle as the main sweep, and the
realized correlation is read back with the same measure_error_correlations diagnostic.
3.1.10
Herfindahl exposure: concentration predicts shared-error risk
The fan-out is not arbitrary: keying the shared shock on the grouping axis makes a trio’s confound exposure equal to its
same-group pair count — the Herfindahl index — so the composition-to-exposure relationship has a closed-form backbone.
That backbone is a designed, internally-consistent property of this instrument, not an independent empirical law: the closed
form follows by construction from how the confound is keyed. What the simulation then genuinely tests — the falsifiable
link — is whether NTQR’s exact recovery actually degrades as that exposure rises. Let a panel have seat fractions 𝑝𝑏across
the confound’s grouping axis (here ideology, with 𝐵groups). The probability that two seats drawn with replacement fall in
the same group is the Herfindahl–Hirschman index 𝐻= ∑𝑏𝑝2
𝑏(theory.herfindahl_index); for distinct seats it is the
finite-panel correction ∑𝑏𝑐𝑏(𝑐𝑏−1)/[𝑁(𝑁−1)] (theory.same_group_pair_probability), and the expected number of
same-group pairs among the three pairs of a trio is three times that. Because the shared error shock is keyed on the group,
a trio’s exposure to it is exactly its same-group pair count. Holding competence fixed, the realized error-correlation NTQR
measures is therefore monotone increasing in 𝐻, and — since the exact error-independent solver is the one whose assumption
that exposure violates — so is recovery error. 𝐻is minimized at 1/𝐵by a perfectly balanced panel and maximized at 1
by a single-group panel, which is precisely the representative-versus-single-bloc axis. The maximin sortition quota makes
this exact: a representative draw attains 𝐻= 1/𝐵(here 1/3), single-bloc selection attains 𝐻= 1, and random selection
10

## Page 12

sits between — an ordering that matches their measured error-correlation ordering cell for cell (tests/test_theory.py::
test_herfindahl_predicts_strategy_correlation_ordering).
This also licenses a continuous reading of representativeness rather than four discrete strategies. bloc_confound.concen
tration_panel forms a panel with a dial 𝑐∈[0, 1]: a fraction 𝑐of seats massed in one group and the rest balanced. In
the large-panel limit its Herfindahl index is 𝐻(𝑐) = (𝑐+ 1−𝑐
𝐵)2 + (𝐵−1)( 1−𝑐
𝐵)
2 (theory.concentration_herfindahl),
monotone increasing from 1/𝐵at 𝑐= 0 to 1 at 𝑐= 1. Sweeping 𝑐at fixed coupling (run_concentration_sweep, outp
ut/data/bloc_concentration.csv) traces recovery error against the dial and tests the predicted monotonicity directly
(fig. 10). The contribution is thus a closed-form chain — composition →Herfindahl exposure →realized error-correlation
→no-answer-key recovery error — verified end to end in simulation, with the conditional caveat (the law is stated over the
confound’s axis) built in. Operationally this suggests a panel diagnostic that needs no votes and no answer key: compute
a proposed panel’s concentration index over the attribute a shared error might ride on. If a shared error exists and its
axis is known, a lower index over that axis implies lower modeled shared-error exposure in this instrument. Whether a real
shared error exists, and on which axis, is outside what this simulation establishes — so this is a modeling diagnostic, not a
validated trust signal for real panels.
3.1.11
Statistical power: separating rankings from resolved contrasts
Because the recurring nulls are computed on bounded per-strategy observation groups, a power layer (power_analysis.
py, power_study.py) makes design adequacy explicit, following the standardized-effect and power/sample-size framework
Cohen (1988). This design-budget framing also matches the review-panel literature’s concern that reviewer counts and
score precision are design parameters, not afterthoughts Kaplan et al. (2008). The pure-numpy toolkit provides a normal
CDF/PPF checked against published constants, analytic two-sample power, Monte-Carlo simulate_power using the actual
Welch-t / permutation test, sample_size_for_power, and a minimum-detectable-effect (MDE) solver; each primitive is
bound to an independent reference (analytic vs simulation, Type-I rate vs alpha) and no retrospective observed power
is ever reported. power_study.py applies this to every pairwise strategy contrast from the real per-seed sweep (outpu
t/data/power_analysis.csv), turning each soft null into an experiment budget (per-group observations at the analyzed
trial/cell grain for 80% power). Separately, statistics_analysis.strategy_separation compares two strategies by their
separately bootstrapped mean intervals and emits an explicit CI-overlap verdict (separated / overlapping) that must
read separated before any “beats” wording is justified. Bootstrap intervals are used as descriptive uncertainty summaries,
following the nonparametric bootstrap framing of Efron and Tibshirani (1993). Because the sweep compares every pair of
strategies, the family of pairwise permutation p-values is corrected with the Holm-Bonferroni step-down procedure Holm
(1979) (statistics_analysis.holm_bonferroni) before any significance count is reported, controlling the family-wise
error rate without plain Bonferroni’s conservatism. The Gemma postdoctoral panel artifact is reported with descriptive
intervals and cell-level directional alignment only; it is not folded into the synthetic power family and is not reported as
retrospective observed power.
3.2
Real-Ollama reviewer-panel track: single-model live companion
The second methodological track uses one live local language model through Ollama: gemma3:4b. It is deliberately single-
model and deliberately not a model-family comparison. The empirical question is whether the same sampling mechanisms
studied analytically — representative sortition, random selection, same-bias bloc selection, and expertise-threshold selection
— remain visible when one real local LLM is prompted as different postdoctoral-review panelists.
The live track is therefore closer to an instrumented LLM-judge stress test than to an ethnography of human review. LLM-
as-judge work has shown that prompted model judgments can be useful but also vulnerable to evaluator-specific artifacts
such as position, verbosity, and self-enhancement biases Zheng et al. (2023); systematic position-bias tests likewise show
that judge outputs can change with answer order rather than only answer quality Shi et al. (2025). Broader language-
model risk work likewise warns against treating fluent model output as an unmediated measurement of social reality Bender
et al. (2021). We use one model, bounded decoding, serialized provenance, and synthetic applicant/reviewer metadata
precisely so the empirical surface remains auditable and does not masquerade as human-review validation. The two tracks
are kept strictly separate and their evidence is never pooled: the synthetic deterministic track remains the controlled spine,
while the live track is a companion stress test with separate artifacts, a separate config hash (5161ffe474b3), and separate
caveats — neither supplies evidence for the other’s claims.
3.2.1
Postdoctoral corpus: protected-attribute stress test
The empirical setting is a fictitious postdoctoral fellowship review panel. Each application has generated dossier text, a
hidden latent quality label used only for oracle scoring, and synthetic age metadata in the range configured by live_postd
11

## Page 13

oc_panel. True latent quality is generated independently of age by default. Age is therefore a nuisance/protected-attribute
stress test: any age-conditioned recommendation shift is reviewer bias expression, not signal. We report the observable
older-minus-younger recommendation-rate disparity as a diagnostic in the spirit of protected-attribute error-rate auditing
Hardt et al. (2016) (age is a probe, not an endorsement; see Ethics).
3.2.2
Reviewer profiles: expertise and age-bias prompts
Each synthetic reviewer has an expertise level and an irrelevant age-bias factor. Positive age bias means the reviewer
erroneously favors older applicants; negative age bias means the reviewer erroneously favors younger applicants. Expertise
controls sensitivity to merit evidence. The ideological_selection strategy key is kept internally for compatibility with the
synthetic pipeline, but in the postdoctoral panel it is displayed as same-bias selection: a deliberately non-representative
bloc that concentrates one bias direction.
scripts/run_postdoc_panel.py first runs the analytical postdoc vote model and then, unless explicitly asked for an
offline smoke run, runs the live Gemma panel against Ollama with --require-live. The manuscript-facing configuration
uses 12 seeds, 48 synthetic reviewers, 72 fictitious applications per seed, panel sizes 3, 6, 4 sampling strategies, temperature
0.2, num_predict=1, and timeout 20.0 s. Vote-cache keys include the config hash, seed, reviewer id, application id, model
digest, and decode parameters, so interrupted live runs can resume without mixing incompatible votes.
3.2.3
Postdoc aggregation: analytical-vs-Gemma alignment
For each sampled panel, selected reviewers vote on the same fictitious applications. Panels of size greater than three are
evaluated with the same ensemble-of-trios rule as the synthetic track: usable trios are passed through the exact three-
classifier EIE and majority-vote evaluators, scored against the hidden oracle, and averaged.
The live artifact records
per-seed/per-strategy/per-size EIE error, majority-vote error, usable-trio counts, degeneracy counts, older-minus-younger
recommendation-rate disparity, panel composition, model digest, decode parameters, and vote-cache provenance in out
put/data/postdoc_panel_results.json.
The companion output/data/postdoc_panel_alignment.json compares
analytical and Gemma directional signs cell by cell and marks unresolved cells explicitly. A generated local web explorer
(output/web/ntqr_explorer.html) is a non-publishing reader/QA aid over these same source artifacts; it exposes filters
and source tables but does not change the PDF claim boundary, and a statistic is eligible for manuscript prose only after
it is regenerated into the static artifacts and the token/caption contract.
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## Page 14

4
Results: what resolved and what stayed bounded
Numbers below are token-injected by src/ntqr_allotment/manuscript_variables.py from the artifact named in each
section: sweep_aggregated.csv for strategy and size summaries, independence_sweep.csv for tolerance, postdoc_pan
el_results.json and postdoc_panel_alignment.json for the live Gemma reviewer-panel companion, power_analysis
.csv / sweep_results.json for design budgets, and alarm_timings.csv for alarm timing. None are hand-transcribed.
Errors are mean EIE recovery error against the supervised oracle, aggregated over 96 seeds in the active sweep profile.
This section adjudicates the five hypotheses from the Introduction. H1, H3, and H5 each resolve in one subsection. H2 and
H4 are addressed in two stages: first against the baseline grid (where, by construction, both are design-limited because the
baseline judges err independently), then resolved together by the composition-coupled confound. Remaining subsections
report supporting diagnostics. The Discussion returns the per-hypothesis verdicts.
4.1
Synthetic deterministic results: controlled spine for H1-H4
The synthetic results are generated from seeded populations and corpora with a known oracle. They support strategy,
regime, tolerance, power-budget, alarm, and diagnostic claims for the active deterministic profile only. Throughout, a
regime is one (expert-stringency × bias-spread × panel-size) cell of the sweep grid (sixteen cells in the active profile);
contrasts are evaluated cell by cell and averaged only where the text says so.
4.1.1
Formation strategy sets the recovery floor
H1 (formation strategy is the dominant lever). The strategies do not fan out into a graded four-way ranking; instead
one rule stands far apart and the other three collapse together (fig. 2). Competence-first selection recovers at mean EIE
error 0.037 — roughly a quarter of the error of any other rule — while representative sortition, random selection, and
single-bloc ideological selection are statistically indistinguishable from one another, clustered at 0.147–0.148:
Strategy
Mean EIE error
95% CI
expertise threshold (far best)
0.037
±0.003
representative sortition
0.147
±0.014
random selection
0.148
±0.014
single-bloc ideological selection
0.148
±0.015
The dominant lever is therefore whether the panel is curated for competence at all, not a graded property of the formation rule.
The competence-first-vs-sortition contrast is a resolved separation on this instrument: the trio-level bootstrap separation
gate reads separated (means 0.037 vs 0.122), the two strategies’ pooled confidence intervals in the table above are disjoint
(0.037 ± 0.003 versus 0.147 ± 0.014), and the power analysis resolves it as significant (well-powered, not design-limited).
Every contrast among the other three is, by contrast, design-indistinguishable — including the representative-vs-single-bloc
pair, whose effect is inconclusive (its 95% CI crosses zero, inconclusive (95% CI crosses zero)). So competence-first selection
beats the representative draw by a resolved interval, but representativeness, randomness, and single-bloc concentration are
interchangeable for recovery on this instrument — a sharper and more honest result than a four-way ranking would suggest.
4.1.2
Sortition only separates when the confound rides on the balanced axis
H2 (concentrating correlated error degrades recovery). fig. 3 reports the single-bloc-minus-representative EIE error
contrast across the full active regime grid. Positive cells mean the representative draw has lower post-NTQR recovery error.
The axes expose the design levers directly: expert stringency (mean_expertise), ideological bias spread (bias_std), and
sortition size (panel_size).
On this baseline grid the contrast is design-limited and must be read cell by cell: the analytical prediction is directional
(single-bloc ideological selection should not beat representative sortition when bias is the manipulated dependence source),
and the heatmap shows where the regenerated synthetic data aligns, where it remains uncertain, and where the active
design is too small to resolve a sign. This grid cannot fan the strategies apart because it never realizes H2’s premise — its
judges err independently; the composition-coupled confound that supplies the missing channel, and resolves H2, is reported
in §Composition-coupled correlation fans the strategies apart.
13

## Page 15

Figure 2: Horizontal bars give the mean oracle-referenced EIE recovery error for each of the four panel-formation strate-
gies, ordered best (lowest, top) to worst (highest, bottom); the whiskers are 95% confidence intervals over 96 seeds and
the value beside each bar is the mean +/- half-interval, all from source output/data/sweep_aggregated.csv (profile
manuscript_contrast, hash fda4da941cf0). Read it as the ceiling each upstream choice imposes on the downstream blind es-
timator: competence-first selection sits far left (near-zero error) while the other three strategies cluster together to its right.
Claim: the upstream formation rule, not the estimator, sets the no-answer-key error ceiling, and the competence-first-vs-rest
gap dwarfs anything the estimator does on a fixed panel; caveat: only the competence-first separation is resolved — rep-
resentative, random, and single-bloc selection are statistically indistinguishable from one another, as the power/separation
layer certifies.
4.1.3
NTQR beats majority voting only in selected regimes
For the pre/post comparison, “pre-NTQR” means the supervised majority-vote baseline already stored as mv_error; “post-
NTQR” means the ground-truth-free EIE recovery error stored as eie_error. fig. 4 plots EIE - MV, so negative cells mean
the NTQR recovery estimate is closer to the supervised oracle than the majority-vote baseline for that regime.
The companion alignment map (fig. 5) makes the analytical layer auditable rather than rhetorical. Each cell reports how
many expertise levels in that size-bias slice match the directional prediction that ideological-minus-representative EIE should
be positive. The same JSON artifact also records the monotone checks for bias and expertise.
4.1.4
Larger panels are a neutral sampling knob here
H3 (size is a sampling knob, not a uniform improvement). fig. 6 plots EIE error against panel/ensemble size for
each strategy. If size were a clean power knob, every curve would fall from size 3 to size 6. It does not:
Strategy
Size 3
Size 6
Pooled direction
expertise threshold
0.037
0.038
roughly flat
representative sortition
0.122
0.154
error rises
random selection
0.118
0.155
error rises
ideological selection
0.124
0.151
error rises
Those Size-3/Size-6 cells and the figure’s end-labels are pooled point estimates over sixteen regimes. The powered test
is a paired contrast that matches each regime-and-seed cell across the two sizes (paired_size_contrast in src/ntqr
_allotment/power_study.py), removing the between-regime variance. Under that test 3 of the four strategies show a
resolved trio-to-six-seat change, and every resolved change is a small increase in error: random selection (+0.015, 95%
CI [+0.009, +0.021]), representative sortition (+0.007, CI [+0.001, +0.012]), and competence-first selection (+0.004, CI
[+0.003, +0.005]); only single-bloc selection (-0.003, CI [-0.007, +0.002]) is within noise. These effects are resolved but
negligible — the largest, +0.015, is about a tenth of the bottom-tier baseline near 0.148. So more experts do not help,
and at most very slightly hurt: we reject the simple hypothesis that more experts always help, but the honest reading is
that size is essentially neutral at this grid, and the dominant lever is strategy, not size.
What the size diagnostic rules out. The error-independent solver assumes the three judges’ errors are uncorrelated,
so the natural guess is that larger panels feed the ensemble more error-correlated trios.
A per-trio diagnostic refutes
that guess (fig. 7, src/ntqr_allotment/trio_conditioning.py, over 17,126 usable trios). The realized mean absolute
i
i
l ti
th
tit
th
l
i
i
ti ll
fl t
th
i
l dd
f
14

## Page 16

Figure 3: Faceted heatmaps of the single-bloc-minus-representative EIE error contrast across expert stringency (mean
expertise, rows), ideological bias spread (columns), and panel size (one facet per size), from source output/data/sweep_a
ggregated.csv (profile manuscript_contrast, hash fda4da941cf0), with analytical sign predictions overlaid from output/
data/analytical_predictions.json. Colour encodes the signed contrast on a diverging scale centred at zero: positive
(red) cells mean the representative draw recovers with lower error than the single-bloc draw in that regime, negative (blue)
the reverse. Statistic: cell-level mean contrast over 96 seeds; stars mark descriptive 95% intervals excluding zero. Read
across a row to see how stringency modulates the gap and down a column to see the effect of bias concentration. Claim:
the representative-vs-single-bloc distinction is not a single number but is regime-dependent, becoming visible only as bias,
stringency, and size are jointly varied; caveat: the intervals are descriptive and synthetic-profile bounded, and they are
deliberately not pooled with the real Ollama evidence, which lives in the separate Gemma postdoc companion in fig. 17,
fig. 18, and fig. 19.
15

## Page 17

Figure 4: Faceted heatmaps contrasting the post-NTQR error-independent estimate against the pre-NTQR supervised
majority-vote baseline, broken out by strategy, panel size, expert stringency, and bias spread, from source output/data/a
nalytical_predictions.json, derived in turn from output/data/sweep_aggregated.csv (profile manuscript_contrast,
hash fda4da941cf0). Colour encodes the signed difference on a diverging scale: negative (blue) cells are where the blind
NTQR recovery lands closer to the oracle than the majority-vote baseline did, positive (red) where it does not. Statistic:
cell-level mean difference over 96 seeds; metric is eie_mean - mv_mean, so the figure isolates what the estimator adds (or
costs) on top of naive voting. Claim: panel size and bias act on each formation strategy differently before and after NTQR
recovery, so there is no uniform pre/post improvement; caveat: this is oracle-referenced simulation on synthetic labels, not
a live-judge validation claim.
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Figure 5: Audit heatmap of how often the analytical directional predictions match the regenerated synthetic cells, from
source output/data/analytical_predictions.json. Each cell of a panel-size x bias-spread slice reports the count of
expertise levels whose observed contrast sign agrees with the predicted sign; darker cells mean more of the expertise levels
in that slice align with the prediction. Statistic: aligned expertise-level cells per panel-size x bias slice, over source sweep
profile manuscript_contrast, 96 seeds. The figure exists to make the analytical layer falsifiable rather than rhetorical: a
prediction that systematically disagreed with the data would show as pale cells. Claim: analytical expectations are checked
against regenerated artifacts rather than asserted in prose; caveat: the predictions are directional and order constraints
only, not closed-form numerical EIE laws, so partial agreement is expected and is reported honestly.
Figure 6: One line per panel-formation strategy tracing mean EIE recovery error against panel/ensemble size (3, 6, 9,
12 members), from source output/data/sweep_results.json, aggregated over 96 seeds with per-point 95% confidence
intervals and a colour-matched end-label summarising each curve’s trio-to-six-seat direction. If size were a clean power
knob every curve would fall monotonically left to right; instead the curves cross. Read the vertical spread at any size as the
strategy gap and each curve’s slope as the strategy-specific effect of adding experts. Claim: a paired regime-controlled test
(paired_size_contrast) resolves a trio-to-six-seat size effect for three of the four strategies, but every resolved increase is
tiny and single-bloc is within noise, so size is essentially neutral at this grid and the dominant lever is which strategy forms
the panel; caveat: this pooled curve marginalizes over sixteen regimes and is bounded to the active sweep profile.
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Figure 7: Two-panel per-trio mechanism diagnostic for the panel-size contrast, from source output/data/trio_condit
ioning.json (17,126 usable trios over 12 seeds of the reported regime grid). Panel A plots the mean absolute pairwise
error-correlation of the usable trios against panel size, one line per formation strategy, with a dashed reference at zero
(the value the error-independent solver assumes); every line holds the small 0.0087-to-0.0105 baseline rather than rising,
so enlarging the panel does not pull in more error-correlated trios. Panel B plots the within-strategy Pearson correlation
between a trio’s recovery error and its absolute error-correlation; the bars are positive (up to +0.70 for competence-first), so
correlation genuinely predicts per-trio error — it simply does not grow with size. Statistic: mean absolute error-correlation
by size (A) and within-strategy Pearson of per-trio error against absolute error-correlation (B), measured over the same
usable trios the ensemble-of-trios averages. Claim: the diagnostic rules out a size-growing error-correlation mechanism;
caveat: it does not identify a positive mechanism and remains a 12-seed structural diagnostic on synthetic labels, not a
headline confidence interval.
Figure 8: Oracle-referenced EIE error (y-axis) versus the realized pairwise error correlation 𝜌NTQR that the NTQR estimator
itself measures from the votes (x-axis), shown as a scatter with one point per non-degenerate (𝜌, strategy) cell of the tolerance
sweep, from source output/data/independence_sweep.csv. The x-axis is the quantity the exact solver assumes is zero;
the controlled injection knob moves points rightward, which verifies the diagnostic, while the y-axis tests whether more
correlation actually costs recovery accuracy. Claim: injected 𝜌creates measurable NTQR error correlation (points do move
right), but the fitted recovery-error trend is unresolved at this grid; statistic: OLS error-vs-correlation slope -0.145 with
95% bootstrap CI [-4.335, 0.911], which crosses zero; caveat: this figure supports the correlation diagnostic only, not a
resolved recovery-effect law.
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none, and this grid is simply too small to choose between them (mean EIE error 0.367 at the lowest injected rho and 0.228
at the highest, with a non-monotone dip in between). We report the interval rather than a bare point estimate precisely
because a single noisy slope on eight cells would overclaim a precision the data do not support.
What the instrument does establish here is narrower and robust: the realized correlation tracks the injected correlation
(the monotone rise above). The analytical expectation encoded in theory.py (predicted_error_vs_correlation) is that
recovery error should not decrease as positive error-correlation grows, because correlation violates the error-independence
the exact solver assumes. That expectation is not confirmed on this global-injection grid: independence_sweep.cs
v shows a slight, non-monotone decrease (0.367 at the lowest injected rho to 0.228 at the highest, slope 95% CI crossing
zero). We now attribute that non-monotonicity to a disclosed limitation of this particular injection model, not to
small-grid noise alone: dependence.sample_votes_correlated mixes a shared and an independent uniform latent, and
a convex combination of uniforms is not uniform, so the model’s realized per-judge accuracy is not preserved as rho
varies — it inflates and then deflates, peaking near rho=0.5. That accuracy confound moves recovery error in its own
right and contaminates the recovery-vs-correlation slope. Rather than re-engineer this diagnostic (which would perturb a
shipped result), we draw the H4 recovery conclusion from the marginal-accuracy-preserving composition-coupled
instrument of the following subsection (§Composition-coupled correlation fans the strategies apart), which holds each
judge’s accuracy fixed by construction and resolves the recovery-vs-correlation relationship in the aﬀirmative (fig. 9). The
global-injection sweep remains in the paper as the correlation diagnostic (the realized correlation does rise with rho) with its
accuracy artifact disclosed. This is a measured behaviour under controlled correlation, validated in simulation only;
it does not show that sortition restores low oracle-referenced error on real prompted judges. The live Gemma postdoctoral-
review panel that probes the same sampling mechanism on a local LLM is reported in the Real-Ollama results subsection.
4.1.6
Composition-coupled correlation exposes the sortition mechanism
The H4 slope above is unresolved for a specific, fixable reason. The tolerance sweep injects a global correlation onto a fixed
trio, identically for every strategy, so it measures sensitivity to correlation decoupled from how the panel was formed.
That is the wrong instrument for H2, whose premise is that single-bloc selection seats judges whose errors are correlated
— a premise the baseline generator never realizes, because there ideology shifts only each judge’s marginal accuracy and
every judge errs from an independent stream. Under that generator representative, random, and single-bloc panels are
indistinguishable not by coincidence but by construction: the channel that would separate them does not exist, so no
parameter sweep over the baseline can fan them out.
We close that gap with a composition-coupled confound (src/ntqr_allotment/bloc_confound.py). Judges who share an
ideological bloc draw a shared latent error shock through a Gaussian copula of within-group strength 𝜌; the construction
preserves each judge’s per-label accuracy exactly, so any change in recovery is attributable to error correlation, not to an
accuracy shift, and 𝜌= 0 reproduces the independent baseline. (The shared channel is a symmetric competence shock,
not directional bias. 𝜌is the latent within-group correlation; what we plot as “realized correlation” is NTQR’s own label-
conditional error-correlation statistic, which is much smaller in magnitude than 𝜌— we report the quantity the solver
assumes is zero, never the latent 𝜌.) We sweep 𝜌across 7 levels, aggregating on average 239 non-degenerate trials per
(strategy, 𝜌) point over bias-spread, stringency, panel-size, and seed regimes (fig. 9).
The result is a clean, graded fan-out. At 𝜌= 0 the three composition strategies collapse exactly as the baseline reported —
the ideological-minus-representative gap is 0.000. As coupling rises they fan out: representative sortition stays essentially flat
(0.156 to 0.155 EIE error), random selection degrades (0.157 to 0.190), and single-bloc ideological selection degrades most
(0.156 to 0.267), widening the gap to 0.112 at 𝜌= 0.90. NTQR’s own correlation diagnostic makes the mechanism legible:
at high coupling a representative trio carries measured error-correlation 0.018 while a single-bloc trio carries 0.129 — bloc-
balancing decorrelates the shared shock that bloc-concentration concentrates. This resolves H2 (concentrating correlated
error does degrade recovery, once the correlation is composition-coupled) and answers the open H4 recovery slope in the
aﬀirmative under a correctly specified, marginal-preserving instrument. It is not a pooling artifact: in a paired per-regime
test at 𝜌= 0.90, single-bloc error exceeds representative error in 180/205 matched regimes (paired mean 0.102, 95% CI
±0.012). Nor is the averaged subsample cherry-picked by the degenerate-trio skip: at high coupling the single-bloc panels
have the lowest degenerate-trio rate of the four strategies (tracked per strategy in bloc_phase_summary.json), so dropping
ill-posed trios cannot be what manufactures their degradation — if anything it makes the reported gap conservative.
This robustness is conditional, not magical, and a negative control says so. The protection appears because representative
sortition balances the very axis — ideology — that the confound rides on.
When the shared shock is re-keyed to an
orthogonal axis the lottery does not balance (expertise tier), representative sortition loses its immunity: its error climbs
from 0.147 to 0.229, and the large ideological-minus-representative gap of the matched axis (0.112 at 𝜌= 0.90) nearly closes
under the orthogonal one (0.026). The point is not that some other strategy inherits the protection — competence-first
selection draws the top experts, who span expertise tiers, so it does not maximally concentrate the tier axis either — but
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that representativeness on ideology stops mattering once the confound no longer rides on ideology. The defensible claim
is therefore precise: balancing a panel on the axis a shared error rides on preserves no-answer-key recovery;
balancing the wrong axis does not. That is a statement about sortition design in simulation, not a blanket endorsement
of representative panels.
Figure 9: Two-panel bloc-confound phase diagram from source output/data/bloc_phase_summary.json, aggregated over
bias-spread, stringency, panel-size, and seed regimes. Left: mean oracle-referenced EIE recovery error (y) versus within-bloc
error coupling 𝜌(x), one line per panel-formation strategy with 95% CI bands; the lines coincide at 𝜌= 0 (the reproduced
baseline collapse) and fan out as 𝜌rises, representative sortition staying flat while single-bloc ideological selection climbs.
Right: the NTQR-measured realized trio error correlation (y) versus 𝜌— the mechanism — showing representative sortition
suppressing the shared confound (flat, low) while single-bloc selection concentrates it (steeply rising). Claim: composition-
coupled error correlation makes panel-formation rule the dominant lever on recovery, with representativeness protective
specifically when the panel balances the axis the confound rides on; caveat: synthetic, marginal-preserving simulation
against a known oracle, and the protection is axis-conditional as the expertise-tier negative control demonstrates.
Representativeness is not only a four-way contrast but a continuous dial. Fixing the coupling at 𝜌= 0.90 and forming
panels with a tunable single-bloc concentration 𝑐— from balanced (𝑐= 0, Herfindahl index 1/𝐵) to single-bloc (𝑐= 1,
Herfindahl index 1) — recovery error climbs monotonically from 0.175 to 0.263 across the 6 dial levels (fraction of steps
that increase error: 1.000; fig. 10). This is the closed-form Herfindahl account of §Methods made visible: the panel’s
concentration index over the confound axis, a closed-form combinatorial statistic, sets its shared-confound exposure and
hence its no-answer-key recovery error.
4.1.7
Power budgets distinguish ranking from resolved contrasts
Before any “beats” wording, competence-first selection and representative sortition are compared by separately bootstrapped
mean intervals at the trio (strategy_separation, src/ntqr_allotment/statistics_analysis.py): mean recovery error
0.037 (competence-first) versus 0.122 (representative), a signed difference of -0.086 with a CI-overlap verdict of separated
— that is, the two strategies’ separately bootstrapped mean intervals do not overlap, so the difference is not an artifact
of within-strategy spread. The power study then separates resolved contrasts from design-limited nulls: of 28 pairwise
strategy contrasts, 12 are well-powered and 16 are underpowered at the current observation count, while 13 of 28 reach
raw permutation-test significance (12 after Holm-Bonferroni across the 28-test family). The strategy ranking is therefore
a point estimate ordering plus a set of explicitly tested contrasts, not a blanket claim that every neighboring rank is a
significant win. fig. 12 shows the analytic power-vs-sample-size curves that set these budgets. For a two-sample contrast,
the design quantities are standardized effect 𝑑, per-group observation count 𝑛(seeded trials across the active profile cells),
Type-I error 𝛼, target power 1 −𝛽, and the minimum detectable effect (MDE) at the chosen 𝑛. The budget is reported
with a minimum detectable effect of 0.101 and between 5 and 543625 per-group observations required to reach 80% power
for effects of the magnitudes observed in these contrasts — a prospective design target keyed to the observed effect
sizes, never retrospective observed power (fig. 11, output/data/power_analysis.csv).
The remaining “inconclusive” verdicts are therefore statements about design size, made explicit through the minimum
detectable effect — not evidence of no effect, and never reported as retrospective observed power.
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Figure 10: Single-panel concentration-dial figure from source output/data/bloc_phase_summary.json (concentration
block), aggregated over bias-spread, stringency, and seed regimes at fixed within-bloc coupling. The x-axis is the single-
bloc concentration dial 𝑐(the panel’s Herfindahl index runs 1/𝐵at 𝑐= 0 to 1 at 𝑐= 1).
Left y-axis (circles, with
95% CI band): mean oracle-referenced EIE recovery error; right y-axis (squares): the NTQR-measured realized trio error
correlation. Recovery error rises monotonically with concentration, while the realized correlation rises and then saturates
once the scored trio becomes single-bloc. Claim: recovery error is a graded function of panel concentration over the confound
axis, tracing the closed-form Herfindahl prediction rather than a binary representative-vs-single-bloc split; caveat: synthetic,
marginal-accuracy-preserving simulation at one coupling level against a known oracle, and the protection implied by low
concentration is axis-conditional — it holds only for the axis the confound rides on, as the expertise-tier negative control
in fig. 9 shows.
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Figure 11: Design-adequacy diagnosis for every pairwise strategy contrast, from source output/data/power_analysis.
csv: each row plots the observed standardized effect size (Cohen’s 𝑑) against the minimum detectable effect (MDE) at
80% power, annotated with the permutation p-value and the per-group observation budgets needed to resolve an effect of
that size. A contrast whose observed |𝑑| sits below its MDE marker is design-limited: the study could not have detected
it even if it were real, so its non-significance is a statement about sample size, not about the absence of an effect. Claim:
16 of 28 contrasts are design-limited at the current observation count, which is why several neighboring-rank comparisons
remain inconclusive; caveat: the budgets are keyed to the observed effect magnitudes and are prospective design targets,
not retrospective observed power evidence.
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Figure 12: Analytic two-sample power 1 −𝛽(y-axis) versus samples-per-group 𝑛(x-axis, log scale), shown as a family of
curves with one curve per representative Cohen’s 𝑑value, computed from source output/data/power_analysis.csv / s
rc/ntqr_allotment/power_analysis.py; the horizontal dashed line marks the 80% power target at the chosen 𝛼, and
where each curve crosses it gives the 𝑛that effect size requires. Read it as a budgeting tool: the smaller the standardized
effect, the further right its curve crosses the dashed line, i.e. the more per-group observations are needed. Claim: small
standardized effects require many more seeds per group than the current design provides, which is the mechanism behind
the design-limited nulls; caveat: this is a prospective design-budget curve and an MDE visual, not retrospective observed
power.
4.1.8
Companion diagnostics bound cost, correlation, fairness, and consistency
The companion alarm’s answer-key enumeration is roughly cubic in corpus size (fig. 13): about 0.7 s at 𝑄= 20, 8.9 s at
𝑄= 50, and 97.9 s at 𝑄= 100 (measured by scripts/bench_alarm.py, written to output/data/alarm_timings.csv).
This is a real ceiling on the alarm track, so it is opt-in and capped at 𝑄≤30. We report it as a finding: the alarm is usable
as a small-corpus consistency check, not as a sweep-scale primitive.
Three further companion tracks measure structural properties of the pipeline rather than recovery error, and we report them
as diagnostics. The error-correlation track records the mean realized correlation each formation strategy induces (fig. 14):
single-bloc selection sits highest, consistent with its status as the deliberately correlated comparator. The maximin fairness
track characterizes the representative lottery’s selection-probability distribution over the population (fig. 15) — the maximin
objective is the floor on who can be seated, independent of any downstream recovery number. The N-judge alarm-power
track records a saturated small-𝑄alarm-firing rate across the plotted panel sizes (fig. 16). The ternary (𝑅= 3) track is
consistency/feasibility only — it confirms three-way vote profiles satisfy the NTQR axioms and is never an 𝑅= 3 recovery
claim (out of scope) — so it yields a pass/fail check rather than a plotted number.
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Figure 13: Measured alarm wall-clock time (seconds) versus corpus size 𝑄on log-log axes, from source output/data/ala
rm_timings.csv, with a cubic 𝑂(𝑄3) reference line overlaid. On log-log axes a power law is a straight line whose slope is
its exponent, so the measured points tracking the reference slope is the visual evidence that the answer-key-enumeration
alarm scales cubically in 𝑄. The practical consequence is a hard ceiling: the wall-clock cost rises steeply enough that the
alarm is usable only as a small-corpus consistency check. Claim: at the current implementation the alarm is small-corpus
only and is therefore opt-in and capped; caveat: the absolute wall-clock constants are machine-local and load-dependent,
so it is the cubic scaling, not the individual timings, that is the robust finding.
Figure 14: Bar chart of the mean realized pairwise error correlation that each panel-formation strategy induces among its
judges, measured by NTQR’s own supervised estimator over the tolerance sweep, from source output/data/independe
nce_sweep.csv. Higher bars mean the strategy seats judges whose mistakes are more correlated, which is precisely the
error-independence assumption the exact trio solver leans on. Single-bloc selection is the tallest bar, consistent with its
design as the deliberately correlated comparator, while representative and random draws sit lower. Read this as a structural
property of the draw itself, upstream of any recovery number. Caveat: this is a structural diagnostic of the formed panel,
not a recovery-effect claim about downstream EIE error.
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Figure 15: Per-candidate selection probabilities under the representative maximin sortition lottery, computed from src/
ntqr_allotment/fairness.py over the feasible panel draws. Each bar is one expert’s probability of being seated across
the lottery; the maximin objective explicitly maximises the smallest of these probabilities, so the figure should be read
by its floor (the shortest bar) rather than its average — a fairer lottery lifts the worst-off candidate’s chance of selection.
This characterises the representation properties of the draw and is fully independent of any downstream evaluation number.
Caveat: this describes panel-formation fairness only, not NTQR recovery error.
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Figure 16: N-judge alarm firing rate as a function of panel size at small corpus size 𝑄, computed live from src/ntqr_allot
ment/ensemble.py. The alarm fires when no single answer key can make all seated judges simultaneously axiom-consistent
at the stated safety specification; the curve shows how often that happens as the panel grows. At the tight safety setting
plotted here the rate is already saturated across the panel sizes shown, so the figure demonstrates that the N-judge alarm
is executable and panel-size-indexed rather than establishing a monotone growth law (a looser setting would be needed to
see a rising curve). Caveat: the alarm track is a consistency signal only, never a recovery method, and is bounded by the
same 𝑂(𝑄3) answer-key enumeration, which confines it to small 𝑄.
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4.2
Real-Ollama postdoctoral panel results: live H5 companion
The live-Ollama results are separate empirical companion artifacts. They use one local gemma3:4b model prompted as
synthetic postdoctoral reviewers over fictitious applications with synthetic age metadata. The result is not a model-family
comparison, not a human-review validation, and not evidence that age belongs in real admissions or hiring review.
4.2.1
Gemma ranking asks the same sampling question under prompt labels
The live artifact uses 12 seeds, 48 reviewers, 72 applications per seed, panel sizes 3, 6, and live Ollama provenance (gemma3:4b
digest a2af6cc3eb7f, config hash 5161ffe474b3, vote-cache entries 23688). The best live postdoc EIE point estimate is same-
bias selection at 0.216; the worst is expertise threshold at 0.347. For the three-seat panels, representative sortition has EIE
0.225, same-bias selection has 0.228, expertise-threshold selection has 0.347, and random selection has 0.262.
Figure 17: Side-by-side strategy ranking for the analytical vote model (square markers) and the live Gemma reviewer panel
(circle markers), one row per sampling strategy, from source output/data/postdoc_panel_results.json. Metric: oracle-
referenced EIE error (lower is better), aggregated by track, sampling strategy, and panel size, with descriptive intervals
over 12 seeds. The two marker shapes are juxtaposed, never pooled, so the reader can see where the live model echoes
the analytical ordering and where it departs; the horizontal gap between a strategy’s square and circle is exactly that
analytical-vs-live divergence. Claim: the live single-model panel is analysed as a within-model sampling-strategy stress test,
not as an LLM-family comparison; caveat: it uses synthetic applications and age metadata only, one local Gemma model,
and carries no human-review validation.
4.2.2
Same-bias panels expose age-conditioned recommendations
The age-bias outcome is older-minus-younger recommendation rate. Positive values mean older synthetic applicants are
recommended more often; negative values mean younger synthetic applicants are recommended more often. At the three-
seat panel grain, representative sortition’s live disparity is -0.190, while same-bias selection’s live disparity is -0.214. Age
bias here is simply illegitimate: because true quality is generated independently of age, any age-conditioned shift is a
reviewer acting on an irrelevant attribute. That is exactly why age is a useful probe — it gives a clean, known-illegitimate
signal whose magnitude we can read directly — so the question is not whether age bias is acceptable (it is not) but whether
the upstream sampling rule amplifies or contains an illegitimate bias the reviewers already carry. The disparities here
are negative across the board, meaning this model favors younger synthetic applicants; the experiment measures that
illegitimate behavior to compare bias containment across sampling rules (age is a probe; see Ethics).
4.2.3
Analytical and Gemma cells stay juxtaposed, not pooled
The alignment artifact compares analytical prediction signs with live Gemma observations by strategy and panel size. 8 of 8
cells are resolved after zero-sign cells are marked unresolved; the resolved-cell sign-agreement rate is 0.500. This agreement
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Figure 18: Heatmap of the older-minus-younger recommendation-rate disparity expressed by the live Gemma reviewer panel,
by sampling strategy (rows) and panel size (columns), from source output/data/postdoc_panel_results.json. Because
true latent quality is generated independently of age, any non-zero cell is reviewer age-bias expression rather than signal:
positive values mean older synthetic applicants are recommended more often, negative values mean younger applicants are.
Metric: age-conditioned recommendation-rate difference, aggregated over 12 seeds; read down a column to compare how
each sampling rule amplifies or dampens the irrelevant age signal. Claim: same-bias (single-bloc) sampling is the explicit
bias-amplification stress test among the strategies; caveat: all applicants and ages are synthetic, and this figure does not
validate Gemma or endorse age-aware real review.
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is a weak directional check, not an independent match: every live Gemma age-disparity sign in this run is negative
(the model uniformly favors younger synthetic applicants), so the rate mostly measures how often the analytical sign is
also negative rather than a cell-by-cell coincidence of two freely varying signals. This is the intended bridge between the
synthetic and live tracks: same causal question, shared sampling vocabulary, separate evidence levels.
Figure 19: Cell-by-cell alignment grid comparing the analytical age-disparity direction with the live Gemma direction,
one cell per strategy x panel-size combination, from source output/data/postdoc_panel_alignment.json. Each cell is
marked agree, disagree, or unresolved (a zero-sign cell on either track), so the figure functions as the explicit bridge between
the controlled and the live track while keeping their uncertainties separate. Statistic: sign agreement between the analytical
and live age-disparity directions; resolved-cell agreement 0.500 over 8 resolved cells. Because every live disparity sign is
negative in this run, the agreement rate is a weak directional check rather than an independent match, and should be read
as such. Claim: the analytical and empirical tracks can be compared cell by cell without pooling their uncertainty; caveat:
single-model live evidence is descriptive and n-limited.
4.2.4
Synthetic strategy ranking does not transfer to the live track
H5 (does the synthetic ranking transfer to a live single-model panel?). The synthetic and live tracks are never
pooled, and a matched-grain comparison shows why pooling would mislead. At the shared three-seat panel grain (fig. 20) the
strategy rank order inverts between tracks. The rule with by far the lowest synthetic recovery error — expertise threshold
at 0.037 — is the worst under the live Gemma panel at 0.347. The other three strategies are bunched on both tracks
— synthetically at 0.118–0.124 and live at 0.225–0.262 — so they neither clearly invert nor clearly transfer. The robust
component of the non-transfer is therefore the expertise-threshold flip alone — it is the lone clear outlier on both tracks (best
synthetic, worst live) — so the non-transfer claim rests on the competence-first rule reversing, not on a precisely resolved
ordering of the other three (which are statistically indistinguishable on each track). We compare ranks, not magnitudes,
because the two tracks own different oracles and different uncertainty, so the figure is a qualitative non-transfer result rather
than a pooled effect size.
Why the ranking inverts. The two tracks do genuinely disagree, and for a principled reason. In the synthetic track the
generator sets each judge’s accuracy directly, so competence-first selection seats genuinely higher-accuracy judges and the
exact solver recovers them cleanly — the ordering is, in part, built into the data-generating process. Live, “expertise” is only
a prompt instruction: the local gemma3:4b model need not behave more accurately, or with more independent errors, when
it is told it is an expert reviewer. Selecting personas by their stated expertise therefore seats no better live judges, and the
rule that wins by construction on synthetic data carries no guaranteed live advantage — here it is the worst. Put differently,
the synthetic oracle rewards a property (controlled judge accuracy) that the prompted model does not inherit from the
persona label. This is a hypothesis about the mechanism, not a measured causal claim, and it is the empirical reason the
manuscript keeps the synthetic and live tracks at distinct inference levels rather than reporting a single cross-track strategy
winner.
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Figure 20: Cross-track strategy-ranking inversion at the matched three-seat grain, shown as a slope chart, from source ou
tput/data/sweep_aggregated.csv (synthetic POWER_*_SIZE3, left column) and source output/data/postdoc_panel_re
sults.json (live POSTDOC_*_EIE, right column). Each strategy is a coloured line connecting its rank under the synthetic
track to its rank under the live track; lines that cross are strategies whose standing reverses, and the steepest crossers
are expertise threshold (synthetic best to live worst) and single-bloc selection (synthetic worst to live rank-two), while
representative sortition is near-best on both tracks. The y-axis is ordinal rank, with the raw error annotated at each node
so the reader can see that the live top three are tightly bunched while expertise threshold is the lone outlier. Statistic:
ordinal EIE-error rank per track over 96 synthetic seeds and 12 live seeds; ranks compared, magnitudes not pooled (the two
tracks own different oracles and uncertainty). Claim: the formation rule that is best blind on synthetic data is worst under
one local Gemma model, so the synthetic ranking does not transfer to the live single-model panel; caveat: single-model live
evidence is descriptive and n-limited, not a human-review validation.
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5
Discussion: claim boundaries and implications
5.1
Hypothesis verdicts before interpretation
We return an explicit verdict on each pre-stated hypothesis (Introduction, H1–H5) before interpreting it, so the contribution
is the adjudication itself rather than a single narrative.
• H1 (formation strategy is the dominant lever) — supported. The four panels do not separate into a graded
four-way ladder. Competence-first selection (expertise threshold) is clearly best at 0.037, while representative
sortition, single-bloc selection, and random selection cluster around 0.147-0.148 with overlapping intervals.
The
resolved result is competence-first versus the bottom cluster, not a precise ordering inside that cluster.
• H2 (concentrating correlated error degrades recovery) — unresolved on the baseline grid, then RE-
SOLVED by the composition-coupled confound. On the baseline generator the representative-vs-single-bloc
contrast is design-limited, for a structural reason: that generator never realizes H2’s premise, because its judges err
independently and ideology shifts only marginal accuracy, so the strategies coincide by construction and no regime
sweep can fan them out. Once a composition-coupled, marginal-accuracy-preserving error confound supplies the miss-
ing channel (fig. 9), the contrast resolves cleanly: single-bloc error exceeds representative error in 180/205 matched
regimes (paired mean 0.102, 95% CI ±0.012), the gap widening from 0.000 to 0.112 as coupling rises. The advantage
is real but conditional: an orthogonal-axis negative control removes it, so we claim “balancing the axis the confound
rides on preserves recovery,” not a universal sortition law.
• H3 (size is a sampling knob, not guaranteed improvement) — supported only in the bounded sense.
A paired, regime-controlled test resolves a trio-to-six-seat size effect for 3 of the four strategies, and every resolved
effect is a tiny increase in error: random selection (+0.015), representative sortition (+0.007), and competence-first
selection (+0.004). Single-bloc is within noise. So more experts do not help here, but they also do not create a
material penalty; size is essentially neutral at this grid, and the dominant lever is strategy, not size.
• H4 (error-correlation is measurable, and recovery degrades with it) — diagnostic confirmed; recovery
slope resolved by the composition-coupled instrument. The diagnostic works — the realized correlation tracks
the injected coupling (0.019 to 0.123). The global-injection tolerance sweep leaves the recovery-vs-correlation slope
unresolved (-0.145, 95% CI [-4.335, 0.911] crosses zero), and we now read that as a limitation of that instrument —
it couples correlation uniformly to a fixed trio and uses a small grid — rather than as evidence of no effect. The
composition-coupled, marginal-accuracy-preserving sweep (fig. 9), with far more observations per point, resolves the
recovery half in the aﬀirmative: recovery error rises with within-bloc coupling for the panels that concentrate the
confound, and the closed-form Herfindahl account (§Methods) explains the ordering. So the recovery half is a result,
not an open question, under a correctly specified confound.
• H5 (the synthetic ranking transfers to a live single-model panel) — rejected. At the matched three-seat
grain the ranking inverts: the rule that is best blind on synthetic data (expertise threshold, 0.037) is the worst
under the live gemma3:4b panel (0.347). The robust component is that expertise-threshold flip; the live top three are
bunched and the evidence is single-model and n-limited, so we report non-transfer of the best-synthetic rule rather
than a precise live winner. The suggested caution, scoped to this one companion model: “choose the most expert
judges” most cleanly minimized blind-recovery error on judges of known accuracy, yet it was the worst rule once
“expert” was merely a prompt label the model need not honor — a hypothesis that self-asserted expertise may be an
unsafe blind-evaluation selection criterion, worth testing beyond one model rather than an established result.
The remaining subsections elaborate the mechanism behind each verdict.
5.2
Practical lesson: selection rule before panel size
Three usable lessons follow for anyone selecting judges to be evaluated without an answer key. (i) Which rule forms the
panel matters far more than how many judges it seats: competence-first selection set the lowest blind-recovery error here,
while panel size was essentially neutral (H1, H3). (ii) Representative selection protects unsupervised recovery only when
the lottery balances the very attribute a shared error rides on; balanced on the wrong axis it gives no protection (H2/H4,
negative control), and the exposure it controls is a closed-form concentration (Herfindahl) index you can compute on a
proposed panel before any votes are cast. (iii) The advantage of picking “expert” judges did not survive when judges were
a prompted live model rather than parameterized synthetic ones (H5), so a selection rule validated on controllable judges
cannot be assumed to carry over to real ones.
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5.3
Formation strategy is the measured lever
Studying NTQR upstream — at the panel-formation step rather than at the estimator — reframes ground-truth-free
evaluation as a selection problem. The strongest finding is that competence-first selection sets a much lower downstream
no-answer-key error floor than the other panel-formation rules. The other three strategies cluster tightly enough that their
point-estimate order should not be read as a substantive ranking. The scientific claim is therefore about the competence-
first-vs-rest separation, not about naming a bottom-cluster winner or loser.
That framing matters for application review because peer-review scholarship already treats expert judgment as socially
situated and panel-dependent rather than mechanically objective Lamont (2009); Lee et al. (2013), and because empirical
studies find substantial reviewer disagreement on the same submitted work Cole et al. (1981); Pier et al. (2018), score-model
uncertainty large enough to alter the implied funded set Johnson (2008), and limited grant-productivity predictiveness of
NIH percentiles Fang et al. (2016). The manuscript’s increment is narrower: it instruments one selection mechanism and
asks whether different panel draws change an unlabeled evaluator’s oracle-referenced error. The claim is about generated
artifacts and one local Gemma stress test, not about the global reliability of academic review.
This is, in part, a result against the intuitive case for sortition. A representative lottery is the fair, auditable way to form
a panel, but on this instrument it does not minimize oracle-referenced EIE error — competence-first does. We report
that plainly rather than engineering a narrative in which sortition wins.
That is not a general refutation of sortition,
deliberative participation, or the “diversity can beat ability” result.
Those arguments rely on different objectives and
premises: democratic legitimacy and public consultation Fishkin (2009), search diversity Hong and Page (2004), and jury-
theorem aggregation under competence and conditional-independence assumptions Grofman et al. (1983). The present
result is narrower: in this binary noisy-judge instrument, competence-first sampling gives the lowest oracle-referenced
EIE error. Relative to the single-bloc comparator the representative draw’s point estimate is now reported over the full
active regime grid rather than collapsed to two panel-size means. Some cells resolve in the predicted direction, others
remain descriptive or design-limited, so we claim artifact-bounded regime structure, not a general sortition advantage over
single-bloc selection.
5.4
Design-limited nulls remain results
Two results are bounded rather than universal, and we do not dress them up.
1. On the baseline grid, representative vs ideological is design-limited. Varying expert stringency, bias spread,
and panel size jointly, the heatmap reports which regenerated synthetic cells align with the directional prediction,
which resolve by descriptive intervals, and which remain uncertain — but the pooled contrast is not resolved there, by
construction, because the baseline judges err independently. It resolves only once the composition-coupled confound
supplies the correlation channel (see the H2 verdict and fig. 9); the null is a property of the baseline design, not of
sortition.
2. Size is not a uniform power knob. A paired, regime-controlled contrast resolves a trio-to-six-seat size change for
3 of the four strategies, and each resolved change is a small increase in error. The largest delta is +0.015, so more
experts do not help and at most very slightly hurt. The clean “more experts always helps” story is rejected, but
the result is essentially neutral rather than a material size penalty. That is consistent with peer-review jury-theorem
work: adding reviewers helps only under assumptions about competence, dependence, and aggregation that must be
checked rather than presumed Arvan et al. (2025).
Reporting these nulls is the point of building a measurement instrument rather than a demonstration.
5.5
Independence explains why strategy ordering changes
NTQR’s EIE solver rests on the judges’ errors being approximately independent. On the baseline generator, single-bloc
selection is indistinguishable from representative and random selection by construction: ideology there shifts only each
judge’s marginal accuracy, every judge errs from an independent stream, and an agreement-only estimator cannot be moved
by composition. Single-bloc becomes the separable adversarial comparator only once the composition-coupled confound
supplies a genuine cross-judge error-correlation channel (fig. 9). Competence-first panels pair high accuracy with whatever
independence the population affords, giving the solver the easiest system to invert.
The fair-lottery argument should
therefore be made from auditability, representation, and bounded empirical performance rather than from an unqualified
error-minimization win.
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5.6
Error independence must be measured before interpretation
The assumption the whole ordering hangs on — that judges’ errors are approximately independent — is, in this instrument,
no longer an assumption but a measured quantity. The controlled-correlation sweep confirms the knob works: the realized
pairwise correlation NTQR reports rises with the injected coupling (0.019 to 0.123). What it does not yet resolve, at
this grid, is whether that correlation degrades recovery — the fitted slope is statistically indistinguishable from zero
(-0.145, 95% CI [-4.335, 0.911] spans zero), unresolved rather than absent — and the power layer explains why that is
unsurprising rather than disappointing: 12 of 28 contrasts are well-powered at the current seed count (MDE 0.101), 13
reach nominal significance, and 12 survive Holm correction. The honest reading is that the current design resolves the
largest separations but leaves smaller neighboring contrasts design-limited. The strategy ranking remains an ordering of
point estimates; the analysis says exactly how many seeds would let the unresolved contrasts resolve. That global-injection
slope is, in any case, the wrong instrument for the recovery question — it couples correlation to a fixed trio regardless
of how the panel was formed; the marginal-preserving composition-coupled sweep (fig. 9) resolves the recovery half in the
aﬀirmative, as adjudicated in the H4 verdict above.
The Gemma postdoctoral panel is the direct live look at the same sampling mechanism under a real local LLM. It does
not ask whether one model family beats another; it asks whether representative, random, same-bias, and expertise-first
sampling leave different traces when one gemma3:4b model is prompted as reviewers with different expertise and irrelevant
age-bias profiles. The live artifact reports 72 fictitious applications per seed and model provenance (digest a2af6cc3eb7f),
while the alignment artifact juxtaposes analytical signs with Gemma signs over 8 strategy-size cells. We still deliberately
under-claim it: the applications and ages are synthetic, the reviewer personas are prompts rather than humans, and the
resolved agreement rate (0.500 over 8 resolved cells) is descriptive companion evidence, not validation that Gemma or any
age-aware real review process is appropriate. The competence-first versus representative comparison is likewise gated by
an explicit CI-overlap verdict (separated, means 0.037 vs 0.122), so “beats” is never asserted across overlapping intervals.
5.7
Scholarship frames the stress test, not the evidence level
The postdoctoral-review setting is intentionally close to a literature where selection, status, and bias are known concerns.
Cumulative-advantage accounts of scientific recognition Merton (1968), resubmission experiments showing fragility in jour-
nal review Peters and Ceci (1982), blind-review experiments and observational bias studies Tomkins et al. (2017); Helmer
et al. (2017), and empirical studies of fellowship or grant outcomes Wennerås and Wold (1997); Ginther et al. (2011) make
it reasonable to study reviewer sampling, not only evaluator algebra. The age axis has the same status: ageism and age-
discrimination findings motivate it as a protected-attribute stress test North and Fiske (2013); Neumark et al. (2019), but
the manuscript does not infer anything about real postdoctoral age discrimination from prompted Gemma votes.
The synthetic and Gemma tracks therefore answer different questions. The synthetic track can make controlled claims
because it owns the oracle label and the expert parameters. The live Gemma track can only show whether the same sampling
vocabulary produces measurable traces under one local model with serialized provenance. Prompted LLM evaluation is itself
an active measurement problem, not a neutral readout Zheng et al. (2023), and language-model risk scholarship cautions
against treating model text as a transparent substitute for human judgment Bender et al. (2021), so the correct inference
level is empirical feasibility plus directional stress testing. Lottery and collective-allocation proposals in science funding
Bollen et al. (2014); Fang and Casadevall (2016), and maverick-science arguments for lotteries Avin (2019) make randomized
institutional design a legitimate comparator, but they do not license a claim that lottery-formed reviewer panels optimize
NTQR recovery. Scholarship supplies the problem context and the variables worth stress-testing; regenerated artifacts
supply the evidence.
The pre-1800 sources sharpen that boundary rather than broadening the claim. Aristotle, Aquinas, Contarini, Montesquieu,
Rousseau, Borda, and Condorcet show that lot, choice, mixed selection, and probabilistic group judgment have long been
treated as procedural responses to faction, legitimacy, and uncertainty. They do not license a claim that historical sortition
“validates” this synthetic NTQR instrument.
The contribution here is narrower: a regenerated experiment that keeps
historical and modern motivations upstream of the evidentiary claim, then tests how panel formation changes oracle-
referenced blind recovery.
The historical sources also draw a useful negative boundary. We exclude gambling lotteries, divinatory lots, and broad
political-theory claims that are not about selecting evaluators or aggregating judgments.
The manuscript’s analogy is
procedural: randomness can distribute evaluative authority when deterministic selection is capture-prone or status-weighted.
Whether that helps an unlabeled evaluator is not answered by the history; it is answered by the regenerated artifacts above.
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5.8
Limitations: synthetic scope, single-model live evidence, historical analogy
The reported manuscript_contrast grid fixes prevalence and corpus size while varying mean expertise, bias, panel size,
and strategy; it uses 96 experts, 300 as the modal item count in the rendered tokens, and up to 8 trios per panel over 96
seeds. The repository now defines broader sensitivity and finer panel-ladder profiles, but those profiles are configuration
surfaces until regenerated and audited as manuscript evidence; the reported results remain bounded to the active profile.
The oracle-closest tie-break is deliberately charitable to the unsupervised estimate, so reported errors are a lower bound on
what a blind tie-break would incur. The alarm’s 𝑂(𝑄3) cost confines the consistency-alarm track to small corpora (𝑄≤30),
so the alarm cannot yet serve as a sweep-scale signal. The statistical-power analysis shows most strategy contrasts are
underpowered at the current seed count, so several headline comparisons are design-limited rather than settled.
The
Gemma postdoctoral panel is also bounded: it uses fictitious applications, synthetic age metadata, prompted reviewer
personas, and one local model. It tests whether the sampling mechanism is visible under that empirical stress test; it does
not establish human-review performance or a policy claim about age. Finally, the synthetic generator is a model of noisy
judges, not a guarantee about real ones.
5.9
Synthetic and live tracks operate at different inference levels
This manuscript follows a standard division between controlled experiment and empirical companion evidence. The deter-
ministic synthetic track is the controlled Results spine: it generates the strategy-ranking, panel-size, controlled-correlation,
power-budget, alarm-cost, and analytical-alignment numbers from regenerated local artifacts. Those claims are validated
against known oracle labels because the generator owns the truth labels.
The real-Ollama track is reported as separate live artifacts and empirical companion evidence, not a pooled extension of
the synthetic sweep. It was performed locally with required-live gemma3:4b (full provenance in Methods), showing the
same sampling vocabulary run on a real local model prompted as different reviewers. It does not validate the full synthetic
regime grid, establish a population effect size, or prove that Gemma substitutes for human reviewers.
The combined interpretation is therefore deliberately tiered: synthetic experiments support the controlled mechanism and
regime maps; analytical checks test directional expectations against those regenerated artifacts; and live Ollama runs
demonstrate empirical feasibility plus n-limited directional support. Wider parameter sweeps and larger empirical panels
are the next steps before any stronger general claim.
5.10
Data, code, and generated-artifact availability
All source code, methods, and documentation are openly available at the public repository docxology/ntqr_allotmen
t: the deterministic synthetic instrument, the bloc-confound and Herfindahl modules, the live Gemma vote cache with
serialized model provenance, every figure, and the manuscript regeneration pipeline.
Every reported number is token-
injected from output/data/ by src/ntqr_allotment/manuscript_variables.py, so no result is hand-transcribed and
the manuscript regenerates from source under a zero-orphan token contract. The synthetic track is fully deterministic under
fixed seeds (profile config hash fda4da941cf0); the live track reproduces against a local Ollama gemma3:4b instance (digest
a2af6cc3eb7f, config hash 5161ffe474b3) using the serialized, resumable per-vote cache keyed on the config hash, seed,
reviewer, application, model digest, and decode parameters. A steganographic provenance variant of the PDF additionally
carries an extractable hash of the current source PDF, verified by scripts/verify_stego.py.
The archival DOI is
10.5281/zenodo.21083779.
5.11
Ethics, protected attributes, and competing interests
The postdoctoral-review setting is entirely synthetic: the applications, latent quality labels, reviewer personas, and age
metadata are all generated, and no human subjects, real applicants, or real review records are involved. True latent quality
is generated independently of age; age enters only as a protected-attribute stress test for bias expression under sampling,
and its use here is diagnostic, not an endorsement of using age in real admissions, hiring, or fellowship review. The live
language-model outputs are treated as an instrumented measurement of a prompted system, not as a substitute for human
judgment. The authors declare no competing interests.
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6
References
The bibliography below is generated from manuscript/references.bib by the render pipeline. This section is intentionally
citation-driven rather than a manual numbered list so DOI/URL fields can render as links where the output format supports
them.
35

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*Extraction method: pymupdf*
